QUARTERLY COMPLIANCEHALF YEARLY COMPLIANCE
Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annually Time Period Date by which to be filed 1 13(3) Statement of Investor complaints. Quarterly Within 21 days from the end of each quarter. 21st July 21st October 21st January 21st April 2 27(2) Corporate Governance. Quarterly Within 15 days from end of each quarter. 15th July 15th October 15th January 15th April 3 31 Shareholding Pattern. Quarterly Within 21 days from the end of each quarter. 21st July 21st October 21st January 21st April 4 32(1) Statement of deviation or variation Quarterly Within 21 days from the end of each quarter. 21st July 21st October 21st January 21st April 5 32(1) Financial Results. Quarterly Within 45 days from quarter end . And in case of Annual Financial Result, within 60 days from end of Financial Year 14th August 14th November 14th February 30th May ANNUAL COMPLIANCE
Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annually Time Period Due Date 1 7(3) Compliance Certificate certifying maintaining physical & electronic transfer facility Half Yearly Within one month of end of each half of the financial year. 31st October 30th April 2 40(9) Certificate from Practicing Company Secretary. Half Yearly Within one month of the end of each half of the financial year. 31st October 30th April EVENT BASED COMPLIANCE
Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annualy Time Period Due Date 1 14 Listing Fees Annualy Within 30 days of the end of financial year 30th April 2 33(3) Financial Results. Annualy Within 60 days of the end of financial year 30th May 3 34 Annual Report Annualy Within 21 working days of it being approved and adopted in the annual general meeting. Within 21 working days from AGM
Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annualy Time Period 1 7(5) Intimation of appointment of Share Transfer Agent Event Based Within 7 days of Agreement with RTA 2 28(1) In-Principal Approval Event Based Prior to issuance of Security 3 29 Prior Intimations of Board Meeting for financial Result Event Based At least 5 clear working days in advance 4 29 Prior Intimations of Board Meeting for Buyback, voluntary delisting etc Event Based At least 2 clear working days in advance 5 29 Prior Intimations of Board Meeting for alteration in nature of securities Event Based At least 11 clear working days in advance 6 30 Disclosure of Disclosure of Price Sensitive Information Event Based 7 31 Shareholding Pattern prior to listing of securities Event Based One day prior to listing of securities 8 42 Record date or Date of closure of transfer books Event Based At least 7 clear working days in advance 9 42 Record date for declaring dividend and / or cash bonus Event Based At least 5 clear working days in advance 10 44 Voting results by shareholders Event Based Within 48 hours
LODR COMPLIANCES OF EQUITY SEGMENT
